SEC Compliance Solutions LLC

  • Financial Services
  • Medford OR
  • 10 employees
  • Financial Services
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Company Overview

Headquarters
P.O. Box 8178, Medford OR
Website
seccsllc.com
Phone
(541) 227-2336
Employees
10
Founded in
2017
Industry
Financial Services
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Financials & Stats

Revenue

$3B

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Who is SEC Compliance Solutions LLC

SEC Compliance Solutions LLC is a limited liability company based in Medford, Oregon, with a staff of 10 employees. The company reported $2.5 million in revenue. SEC Compliance Solutions LLC assists new and established investment advisors, Registered Investment Advisors, and private fund advisors in streamlining compliance efforts and meeting all regulatory requirements. The company specializes in simplifying the complex world of SEC regulations for investment advisors. They offer a range of services, including mock SEC examinations, SEC registration and filing assistance, policy and procedure development, and annual review planning, execution, and documentation. SEC Compliance Solutions LLC differentiates itself through a customized, practical approach. They begin by understanding each client's unique needs, then identify and focus on the applicable rules and regulations, simplifying the compliance process and minimizing the risk of oversights. For more information about SEC Compliance Solutions LLC and its services, visit their website at seccsllc.com.

SEC Compliance Solutions LLC Industry Tags

SEC Compliance Consulting
Mock SEC Examinations
Annual Compliance Reviews
New Adviser Registration
Policies and Procedures Development
SEC Compliance Training
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FAQ

What is the location of SEC Compliance Solutions LLC's headquarters?
The headquarters of SEC Compliance Solutions LLC are situated at P.O. Box 8178, Medford OR
What is SEC Compliance Solutions LLC's phone number?
SEC Compliance Solutions LLC's contact number is (541) 227-2336.
What is SEC Compliance Solutions LLC's official website?
The official website of SEC Compliance Solutions LLC can be found at seccsllc.com.
What is SEC Compliance Solutions LLC's current revenue?
As of February 2019, SEC Compliance Solutions LLC's annual revenue reached $3B.
How many employees does SEC Compliance Solutions LLC currently have?
SEC Compliance Solutions LLC employs approximately 10+ people as of February 2019
Which industries is SEC Compliance Solutions LLC primarily operating in?
SEC Compliance Solutions LLC operates in the following industries: Finance, Credit
What are SEC Compliance Solutions LLC's industry tags?
SEC Compliance Solutions LLC's industry tags include: SEC Compliance Consulting, Mock SEC Examinations, Annual Compliance Reviews
When was SEC Compliance Solutions LLC founded?
SEC Compliance Solutions LLC was founded in 2017.

Employee Directory

Key Employees

Gretchen Sturdivan

Creative Director & Client Service Manager

Phone Email

Kate Mogan

Vice President, Senior Compliance Consultant

Phone Email

Elizabeth Cope

CEO & Lead Compliance Consultant

Phone Email