RIA Compliance Consultants Inc

RIA Compliance Consultants Inc. is a full-service consulting firm based in Omaha, Nebraska. The company is comprised of 11 employees. RIA Compliance Consultants specializes in registration and compliance services for registered investment advisors. For new investment advisors, they offer a comprehensive turn-key registration service, guiding applicants through the process, structuring investment advisory programs, and preparing Form ADV filings. For existing registered investment advisors, they provide a full suite of compliance services, including Form ADV amendments, client and wrap brochures, solicitor arrangement reviews, IARD service bureau support, code of ethics and supervisory procedures development, privacy policies, Section 13(f) filings, advertising reviews, compliance training, annual reviews, and mock regulatory exams. The company distinguishes itself through its team of experienced compliance professionals from the securities industry. They aim to provide expert guidance and support to investment advisors, ensuring they meet all regulatory requirements. For more information about RIA Compliance Consultants Inc., please visit their website at ria-compliance-consultants.com.