Company Overview
- Headquarters
- 732 Smithtown Bypass Suite 203, Smithtown NY
- Website
- cxgllc.com
- Phone
- (631) 553-****
- Employees
- 17
- Founded in
- 2013
- Industry
- Financial Services
- NAICS Codes
-
52 - Finance and Insurance523 - Securities, Commodity Contracts, and Other Financial Investments and Related Activities5231 - Securities and Commodity Contracts Intermediation and Brokerage
- SIC Codes
-
62 - Security and Commodity Brokers, Dealers, Exchanges, and Services621 - Security Brokers, Dealers, and Flotation Companies
Financials & Stats
Revenue
$6B
Who is Compliance Exchange Group
Compliance Exchange Group is a privately held company located in Smithtown, New York. Employing 17 people, the company has generated $5.6 million in revenue. CXG is a compliance firm that specializes in providing services to FINRA regulated broker-dealers across the United States. Their offerings include outsourced principals, regulatory consulting, Chief Compliance Officer (CCO) & Chief Financial Officer (FINOP) outsourcing, and CMA-1017 services. CXG focuses on helping broker-dealers, particularly startups seeking FINRA approval, grow their businesses. CXG distinguishes itself by providing seasoned professionals at a fraction of the cost of hiring in-house. This allows them to cater to both immediate short-term needs and long-term compliance solutions. CXG offers customizable, cost-effective compliance services, easing the burden of regulatory compliance so clients can concentrate on revenue generation. Clients can find CXG online at cxgllc.com.
Company Leadership
Compliance Exchange Group Industry Tags
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| Company Name | Revenue | Number of Employees | Location | Founded in |
|---|---|---|---|---|
| 6M | 4 | Chicago, IL | 1995 | |
| 6M | 16 | Springfield, MO | ||
| 6M | 6 | Lewisville, TX | 1991 | |
| 6M | 23 | Los Angeles, CA | 1991 | |
| 6M | 108 | Los Angeles, CA | 2014 |