Compliance Exchange Group

Compliance Exchange Group is a privately held company located in Smithtown, New York. Employing 17 people, the company has generated $5.6 million in revenue. CXG is a compliance firm that specializes in providing services to FINRA regulated broker-dealers across the United States. Their offerings include outsourced principals, regulatory consulting, Chief Compliance Officer (CCO) & Chief Financial Officer (FINOP) outsourcing, and CMA-1017 services. CXG focuses on helping broker-dealers, particularly startups seeking FINRA approval, grow their businesses. CXG distinguishes itself by providing seasoned professionals at a fraction of the cost of hiring in-house. This allows them to cater to both immediate short-term needs and long-term compliance solutions. CXG offers customizable, cost-effective compliance services, easing the burden of regulatory compliance so clients can concentrate on revenue generation. Clients can find CXG online at cxgllc.com.